Filing Details
- Accession Number:
- 0001713310-20-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-21 13:51:11
- Reporting Period:
- 2020-05-20
- Accepted Time:
- 2020-05-21 13:51:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713310 | S Brian Fetterolf | 301 Grant Street Suite 2700 Pittsburgh PA 15219 | Ceo, Tsc Bank, Director Tsc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-20 | 2,000 | $13.78 | 65,149 | No | 4 | P | Direct | |
Depositary Shares | Acquisiton | 2020-05-21 | 1,000 | $21.90 | 5,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 215,973 | Direct | |
Common Stock | 13,334 | Indirect | Trust for Donald L. Fetterolf |
Common Stock | 10,750 | Indirect | Crosshair Ventures, L.P. |
Footnotes
- Held jointly with Reporting Person's spouse.
- This total represents 4,000 shares of Series A Non-Cumulative Perpetual Preferred Stock and newly purchased 1,000 shares of Series B Non-Cumulative Perpetual Preferred Stock.
- The 1,000 shares of Series B Non-cumulative Perpetual Preferred stock purchased on May 21, 2020 are held jointly with Reporting Person's Spouse.
- The Reporting Person is one of two trustees and a beneficiary of the Trust.
- The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.