Filing Details

Accession Number:
0001595974-20-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-20 19:31:39
Reporting Period:
2020-05-18
Accepted Time:
2020-05-20 19:31:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1100612 G. Michael Barrett C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Fl
Los Angeles CA 90094
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-18 41,409 $5.43 1,747,858 No 4 S Direct
Common Stock Disposition 2020-05-19 38,630 $5.23 1,709,228 No 4 S Direct
Common Stock Disposition 2020-05-20 48,174 $5.13 1,661,054 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Adjusted to reflect the acquisition of 3090 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on May 15, 2020
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.39, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.06 to $5.24, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.