Filing Details
- Accession Number:
- 0001213900-20-013158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-20 19:07:21
- Reporting Period:
- 2020-04-15
- Accepted Time:
- 2020-05-20 19:07:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173204 | Cinedigm Corp. | CIDM | Services-Video Tape Rental (7841) | 223720962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1705781 | Peixin Xu | 40 Liangmaqiao Road, 21St Century Plaza B-609 Beijing F4 100125 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-04-15 | 29,855,081 | $0.00 | 53,421,748 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Convertible Note | Acquisiton | 2020-04-15 | 1 | $10,000,000.00 | 6,666,667 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,666,667 | 2019-07-12 | 2021-03-04 | No | 4 | P | Indirect |
Footnotes
- The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").
- Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.
- Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021