Filing Details
- Accession Number:
- 0000891839-20-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-20 19:07:16
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-05-20 19:07:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678634 | E David Bullwinkle | Eastman Kodak Company 343 State Street Rochester NY 14650 | Cfo And Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2020-05-18 | 2,872 | $2.64 | 43,853 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $23.78 | 2021-09-02 | 5,805 | 5,805 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $20.25 | 2021-12-14 | 5,349 | 5,349 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $13.76 | 2022-09-02 | 7,965 | 7,965 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $16.24 | 2023-06-30 | 45,942 | 45,942 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $12.50 | 2024-09-13 | 355,330 | 355,330 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $3.90 | 2025-12-03 | 72,017 | 72,017 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-09-02 | 5,805 | 5,805 | Direct |
| 2021-12-14 | 5,349 | 5,349 | Direct |
| 2022-09-02 | 7,965 | 7,965 | Direct |
| 2023-06-30 | 45,942 | 45,942 | Direct |
| 2024-09-13 | 355,330 | 355,330 | Direct |
| 2025-12-03 | 72,017 | 72,017 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.64 to $2.65, inclusive. Mr. Bullwinkle undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These securities are fully vested as of the date of this report.
- This option vested one-third on each of 9/14/2018 and 9/14/2019 and vests one-third on 9/14/2020.
- This option vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021.
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