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Home > Insider Trading > Filing (0001181431-11-019617)

Filing Details

Accession Number:: 0001181431-11-019617
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2011-03-23 13:14:16
Reporting Period:: 2011-03-23

Filing Date:: 2011-03-23
Accepted Time:: 2011-03-23 13:14:16
Original Submission Date:: 2011-03-23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071341	Sanders Morris Harris Group Inc	SMHG	Investment Advice (6282)	760583569

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184309	L George Ball	600 Travis, Suite 5800 Houston TX 77002	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-23	25,000	$7.02	1,390,064	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,551	Indirect	By spouse
Common Stock	6,000	Indirect	By trust

Footnotes

Shares held by Bonner S. Ball Family Trust Account