Filing Details
- Accession Number:
- 0001181431-11-019616
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-23 13:09:35
- Reporting Period:
- 2011-03-23
- Filing Date:
- 2011-03-23
- Accepted Time:
- 2011-03-23 13:09:35
- Original Submission Date:
- 2011-03-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071341 | Sanders Morris Harris Group Inc | SMHG | Investment Advice (6282) | 760583569 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184309 | L George Ball | 600 Travis, Suite 5800 Houston TX 77002 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-22 | 25,000 | $7.02 | 1,190,064 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,551 | Indirect | By spouse |
| Common Stock | 6,000 | Indirect | By trust |
Footnotes
- Shares held by Bonner S. Ball Family Trust Account
Billionaire Hedge Funds
