Filing Details
- Accession Number:
- 0001181431-11-019614
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-23 13:05:17
- Reporting Period:
- 2011-03-17
- Filing Date:
- 2011-03-23
- Accepted Time:
- 2011-03-23 13:05:17
- Original Submission Date:
- 2011-03-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071341 | Sanders Morris Harris Group Inc | SMHG | Investment Advice (6282) | 760583569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486404 | M Fredric Edelman | 4000 Legato Road, 9Th Floor Fairfax VA 22033 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-17 | 100,000 | $6.92 | 165,349 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,153,288 | Indirect | By Edelman Financial Center, Inc. |