Filing Details

Accession Number:
0001181431-11-019612
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-23 13:00:33
Reporting Period:
2011-03-23
Filing Date:
2011-03-23
Accepted Time:
2011-03-23 13:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071341 Sanders Morris Harris Group Inc SMHG Investment Advice (6282) 760583569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184309 L George Ball 600 Travis, Suite 5800
Houston TX 77002
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-22 5,000 $7.02 1,190,064 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,551 Indirect By spouse
Common Stock 6,000 Indirect By trust
Footnotes
  1. Shares held by Bonner S. Ball Family Trust Account