Filing Details
- Accession Number:
- 0000927089-20-000326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-20 16:50:04
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-05-20 16:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403483 | T Robert Strong | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-18 | 500 | $9.90 | 22,742 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 145,318 | Direct | |
Common Stock | 7,545 | Indirect | By 401(k) Plan |
Common Stock | 33,462 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $13.30 | 2028-05-09 | 30,000 | 30,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $8.10 | 2018-05-08 | 2023-05-08 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-05-09 | 30,000 | 30,000 | Direct |
2023-05-08 | 30,000 | 30,000 | Direct |
Footnotes
- Includes 139,318 shares held jointly with the reporting person's spouse, 6,000 shares granted pursuant to the Issuer's 2018 Stock Incentive Plan which represent the unvested portion of a grant amount originally covering 10,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019, and reflects disposition of 1,244 shares to satisfy required minimum distribution from ESOP account of the reporting person to the reporting person's joint account with his spouse since the last filed Form 4.
- Includes shares acquired in the Quaint Oak Bank 401(k) Plan since the last filed Form 4, based on a report dated May 10, 2018.
- Includes shares allocated to the reporting person's ESOP account and a required minimum distribution of 1,244 shares since the last filed Form 4.
- The options are vesting at a rate of 20% per year commencing on May 9, 2019.
- The options vested at a rate of 20% per year commencing on May 8, 2014.