Filing Details
- Accession Number:
- 0000812291-20-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-20 16:01:42
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-05-20 16:01:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1731176 | Tottenham Acquisition I Ltd | TOTA | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 812291 | Mizuho Securities Usa Llc | 1271 Avenue Of The Americas Floors - 2,3,4,18,19 New York NY 10020 | No | No | Yes | No | |
| 1335730 | Mizuho Financial Group Inc | 1-5-5, Otemachi Chiyoda-Ku, Tokyo M0 100-8176 | No | No | No | Yes | |
| 1512734 | Mizuho Bank, Ltd. | 1-5-5, Otemachi, Chiyoda-Ku Tokyo M0 100-8176 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-18 | 75,000 | $10.64 | 336,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- 1785149 Mizuho Americas LLC
Billionaire Hedge Funds
