Filing Details
- Accession Number:
- 0001127602-20-017293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-20 10:08:14
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-20 10:08:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936808 | B Charles Lebovitz | 2030 Hamilton Place Blvd., Suite 500 Chattanooga TN 374216000 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-15 | 944,485 | $0.20 | 274,565 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 400 | $0.21 | 26,052 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,555,809 | Indirect | By Corporation |
| Common Stock | 26,566 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 2043-11-03 | 489,071 | 489,071 | Indirect | |
| Common Stock | Common Units | $0.00 | 2043-11-03 | 756,350 | 756,350 | Direct | |
| Common Stock | Common Units | $0.00 | 2043-11-03 | 208,675 | 208,675 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2043-11-03 | 489,071 | 489,071 | Indirect |
| 2043-11-03 | 756,350 | 756,350 | Direct |
| 2043-11-03 | 208,675 | 208,675 | Indirect |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person on March 30, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1951 to $0.2100, inclusive. The Reporting Person undertakes to provide to any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information already provided to the Issuer regarding the number of shares sold at each separate price within such range. Please submit any such request through the Issuer's Chief Legal Officer, Jeffery V. Curry.
- This transaction was effected pursuant to a Rule 10b5-1 Trading Plan executed by the Reporting Person, as Trustee for a trust for the benefit of his granddaughter, on March 30, 2020.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
- Immediately exercisable.
Billionaire Hedge Funds
