Filing Details

Accession Number:
0000899243-20-013636
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 20:46:32
Reporting Period:
2020-05-13
Accepted Time:
2020-05-19 20:46:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
730272 Repligen Corp RGEN Biological Products, (No Disgnostic Substances) (2836) 042729386
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261506 A Karen Dawes C/O Repligen Corporation
41 Seyon St., Bldg 1, Ste 100
Waltham MA 02453
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-13 722 $0.00 121,556 No 4 A Direct
Common Stock Disposition 2020-05-18 712 $135.76 120,844 No 4 S Direct
Common Stock Disposition 2020-05-18 160 $136.92 120,684 No 4 S Direct
Common Stock Disposition 2020-05-18 269 $138.60 120,415 No 4 S Direct
Common Stock Disposition 2020-05-18 122 $139.32 120,293 No 4 S Direct
Common Stock Disposition 2020-05-18 180 $140.62 120,113 No 4 S Direct
Common Stock Disposition 2020-05-18 77 $141.45 120,036 No 4 S Direct
Common Stock Disposition 2020-05-18 80 $142.45 119,956 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2020-05-13 1,761 $0.00 1,761 $128.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,761 2021-05-13 2030-05-13 No 4 A Direct
Footnotes
  1. Ms. Dawes was awarded 722 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.
  2. Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on February 19, 2020.
  3. $135.76 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.26 to $136.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. $138.60 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.94 to $138.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. $139.32 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.11 to $139.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. $140.62 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.21 to $140.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  7. $141.45 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.42 to $142.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  8. Award vests in full one year from grant date on May 13, 2021.