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Filing Details

Accession Number:: 0001209191-20-030768
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-19 20:22:33
Reporting Period:: 2020-05-15

Accepted Time:: 2020-05-19 20:22:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591587	Assetmark Financial Holdings Inc.	AMK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1311478	G Charles Goldman	C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-05-15	7,708	$24.51	2,017,048	No	4	S	Direct
Common Stock	Disposition	2020-05-18	3,851	$25.19	2,013,197	No	4	S	Direct
Common Stock	Disposition	2020-05-18	4,463	$25.50	306,145	No	4	S	Indirect	By LLC / trust
Common Stock	Disposition	2020-05-18	33,614	$26.02	272,531	No	4	S	Indirect	By LLC / trust
Common Stock	Disposition	2020-05-19	20,708	$25.47	251,823	No	4	S	Indirect	By LLC / trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By LLC / trust
No	4	S	Indirect	By LLC / trust
No	4	S	Indirect	By LLC / trust

Footnotes

These transactions were executed in multiple trades at prices ranging from $24.00 to 24.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $24.81 to $25.80 . The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor.
These transactions were executed in multiple trades at prices ranging from $25.81 to $26.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $24.95 to $25.68 . The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.