Filing Details

Accession Number:
0001209191-20-030717
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 19:27:25
Reporting Period:
2020-05-15
Accepted Time:
2020-05-19 19:27:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum Holdings Inc.
1001 Ridder Park Drive
San Jose CA 95131
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-05-15 7,305 $67.73 154,236 No 4 F Direct
Common Stock Disposition 2020-05-18 2,676 $71.26 151,560 No 4 F Direct
Common Stock Disposition 2020-05-19 4,931 $70.79 146,629 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.
  2. Includes 347 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2020.
  3. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.
  4. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.