Filing Details
- Accession Number:
- 0001209191-20-030717
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 19:27:25
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 19:27:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234673 | S Alan Lowe | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-15 | 7,305 | $67.73 | 154,236 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-05-18 | 2,676 | $71.26 | 151,560 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-05-19 | 4,931 | $70.79 | 146,629 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.
- Includes 347 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2020.
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.