Filing Details
- Accession Number:
- 0000821127-20-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 18:20:05
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 18:20:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 821127 | Boston Private Financial Holdings Inc | BPFH | State Commercial Banks (6022) | 042976299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1727373 | M Steven Gaven | Boston Private Ten Post Office Square Boston MA 02109 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-15 | 1,361 | $6.16 | 12,773 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-15 | 1,805 | $6.16 | 14,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-15 | 530 | $6.16 | 14,048 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-05-18 | 841 | $6.54 | 13,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2020-05-15 | 1,361 | $0.00 | 1,680 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-05-15 | 1,805 | $0.00 | 1,805 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2020-05-15 | 10,552 | $0.00 | 10,552 | $0.00 |
| Common Stock | Performance Restricted Stock Units | Acquisiton | 2020-05-15 | 31,656 | $0.00 | 31,656 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-05-15 | 45,455 | $0.00 | 45,455 | $6.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 3,610 | No | 4 | M | Direct | ||
| 10,552 | No | 4 | A | Direct | ||
| 31,656 | No | 4 | A | Direct | ||
| 45,455 | 2030-05-15 | No | 4 | A | Direct |
Footnotes
- Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019.
- Number represents targeted performance shares initially granted for the 2017-2019 performance period. Actual shares earned were 81% of the targeted performance shares based on performance for the performance period.
- Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date.
- Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2020 through December 31, 2022.
- Each Non-Qualified Stock Option represents a contingent right to purchase one share of the Company's common stock. Non-Qualified Stock Options vest ratably over a four-year period from the grant date.
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