Filing Details
- Accession Number:
- 0001104659-20-063869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 17:44:50
- Reporting Period:
- 2020-05-06
- Accepted Time:
- 2020-05-19 17:44:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1530941 | Mark Disanto | C/O Triple Crown Corp., 5351 Jaycee Avenue Harrisburg PA 17112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-15 | 10,500 | $0.55 | 108,037 | No | 4 | P | Direct | |
Common Stock | Disposition | 2020-05-15 | 92,537 | $0.00 | 15,500 | No | 4 | Z | Direct | |
Common Stock | Acquisiton | 2020-05-06 | 1,162 | $0.69 | 857,710 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-05-11 | 5,000 | $0.72 | 862,710 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-05-13 | 5,000 | $0.65 | 867,710 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2020-05-15 | 92,537 | $0.00 | 960,247 | No | 4 | Z | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | Z | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | Z | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 82,392 | Indirect | See Footnote |
Footnotes
- This is a discretionary transfer of shares held by the reporting person to The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
- Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
- Represents shares held by these trusts Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.