Filing Details
- Accession Number:
- 0001124796-20-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 17:19:21
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 17:19:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468711 | Ran Bareket | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-15 | 445 | $17.53 | 98,844 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-05-18 | 12,500 | $9.70 | 111,344 | No | 4 | X | Direct | |
Common Stock | Disposition | 2020-05-18 | 12,945 | $21.82 | 98,399 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-05-18 | 12,500 | $0.00 | 12,500 | $9.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
144,691 | 2028-02-17 | No | 4 | X | Direct |
Footnotes
- Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2019 through May 15, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $21.36 to $22.09 per share. The weighted average price per share was $21.82. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.