Filing Details
- Accession Number:
- 0001225208-20-008007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 17:06:22
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-05-19 17:06:22
- Original Submission Date:
- 2020-05-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1783180 | Carrier Global Corp | CARR | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1631473 | L. David Gitlin | 13995 Pasteur Boulevard Palm Beach Gardens FL 33418 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-18 | 57,580 | $17.45 | 70,473 | No | 4 | P | Indirect | By Spouse's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse's Trust |
Footnotes
- This Form 4 is being amended to incorporate transaction code P, which reflects that this transaction was an open market purchase.
- The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $17.385 to $17.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- The reporting person, who previously served as an executive officer with United Technologies Corporation (UTC), held 12,893 shares of UTC that resulted in the receipt of 12,893 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.