Home > Insider Trading > Filing (0001127602-20-017220)

Filing Details

Accession Number:: 0001127602-20-017220
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-19 17:04:17
Reporting Period:: 2020-05-15

Accepted Time:: 2020-05-19 17:04:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1682852	Moderna Inc.	MRNA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1643746	H. Lorence Kim	C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-05-15	2,600	$63.80	1,219,910	No	4	S	Direct
Common Stock	Disposition	2020-05-15	5,442	$64.96	1,214,468	No	4	S	Direct
Common Stock	Disposition	2020-05-15	9,715	$66.05	1,204,753	No	4	S	Direct
Common Stock	Disposition	2020-05-15	2,243	$66.68	1,202,510	No	4	S	Direct
Common Stock	Acquisiton	2020-05-18	29,022	$14.22	1,231,532	No	4	M	Direct
Common Stock	Acquisiton	2020-05-18	211,978	$12.21	1,443,510	No	4	M	Direct
Common Stock	Disposition	2020-05-18	3,768	$76.45	1,439,742	No	4	S	Direct
Common Stock	Disposition	2020-05-18	7,640	$77.48	1,432,102	No	4	S	Direct
Common Stock	Disposition	2020-05-18	18,675	$79.40	1,413,427	No	4	S	Direct
Common Stock	Disposition	2020-05-18	35,569	$80.24	1,377,858	No	4	S	Direct
Common Stock	Disposition	2020-05-18	16,736	$81.43	1,361,122	No	4	S	Direct
Common Stock	Disposition	2020-05-18	56,379	$82.28	1,304,743	No	4	S	Direct
Common Stock	Disposition	2020-05-18	59,175	$83.33	1,245,568	No	4	S	Direct
Common Stock	Disposition	2020-05-18	33,792	$84.27	1,211,776	No	4	S	Direct
Common Stock	Disposition	2020-05-18	5,868	$85.16	1,205,908	No	4	S	Direct
Common Stock	Disposition	2020-05-18	2,600	$86.54	1,203,308	No	4	S	Direct
Common Stock	Disposition	2020-05-18	798	$86.96	1,202,510	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-05-18	29,022	$0.00	29,022	$14.22
Common Stock	Stock Option (Right to Buy)	Disposition	2020-05-18	211,978	$0.00	211,978	$12.21

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
888,409		2028-02-28	No	4	M	Direct
74,544		2027-02-23	No	4	M	Direct

Footnotes

This sale was effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.27 to $64.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.35 to $65.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.39 to $66.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.42 to $67.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.13 to $76.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.15 to $78.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.75 to $79.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.78 to $80.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80.80 to $81.79 shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.82 to $82.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.83 to $83.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $83.84 to $84.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.85 to $85.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.86 to $86.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.90 to $87.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
458,715 of the options will vest over 4 years (25% on February 27, 2019, then quarterly for the next 3 years), 229,358 of the options will vest over 5 years (25% on February 27, 2020, then quarterly for the next 3 years), 229,358 of the options will vest over 6 years (25% on February 27, 2021, then quarterly for the next 3 years).
25% of this option vested and became exercisable on February 22, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.