Filing Details

Accession Number:
0001179110-20-006300
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-19 16:22:55
Reporting Period:
2020-05-15
Accepted Time:
2020-05-19 16:22:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1473844 Cbtx Inc. CBTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1289130 Sr Joe Penland 9 Greenway Plaza, Suite 110
Houston TX 77046
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-15 1,400 $16.70 452,544 No 4 P Direct
Common Stock Acquisiton 2020-05-15 3,600 $16.68 456,144 No 4 P Direct
Common Stock Acquisiton 2020-05-18 1,500 $17.65 457,644 No 4 P Direct
Common Stock Acquisiton 2020-05-19 3,500 $18.00 461,144 No 4 P Direct
Common Stock Acquisiton 2020-05-19 5,000 $17.59 466,144 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 190,670 Indirect By Penland Trust
Common Stock 724,636 Indirect By Tram Road Partners
Footnotes
  1. The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
  2. The reporting person is the manager and member of Tram Road Managers, LLC, a Texas limited liability company, which is the general partner of Tram Road Partners, LP, a Texas limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.