Filing Details
- Accession Number:
- 0001209191-20-030456
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 16:16:40
- Reporting Period:
- 2020-05-18
- Accepted Time:
- 2020-05-19 16:16:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1791243 | L Michael West | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President, Moody's Investors | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-18 | 350 | $261.17 | 8,525 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-18 | 3,053 | $80.81 | 11,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-18 | 3,053 | $260.64 | 8,525 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-18 | 1,297 | $113.34 | 9,822 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-18 | 1,297 | $260.80 | 8,525 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-18 | 1,853 | $167.50 | 10,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-18 | 1,853 | $260.60 | 8,525 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-05-18 | 3,053 | $0.00 | 3,053 | $80.81 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-05-18 | 1,297 | $0.00 | 1,297 | $113.34 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-05-18 | 1,853 | $0.00 | 1,853 | $167.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-12 | 2026-02-12 | No | 4 | M | Direct |
| 0 | 2018-02-23 | 2027-02-23 | No | 4 | M | Direct |
| 0 | 2019-02-16 | 2028-02-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$260.62 to $260.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$260.76 to $260.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$260.56 to $260.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
