Filing Details
- Accession Number:
- 0001510281-20-000146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 14:05:37
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-19 14:05:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305767 | Pioneer Floating Rate Trust | PHD | () | 582683903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510281 | Saba Capital Management, L.p. | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No | |
| 1608233 | Boaz Weinstein | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-15 | 29,257 | $8.43 | 3,676,481 | No | 4 | P | Indirect | - |
| Common Stock | Acquisiton | 2020-05-18 | 4,200 | $8.51 | 3,680,681 | No | 4 | P | Indirect | - |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | - |
| No | 4 | P | Indirect | - |
Billionaire Hedge Funds
