Filing Details
- Accession Number:
- 0000719955-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-22 20:33:44
- Reporting Period:
- 2011-03-18
- Filing Date:
- 2011-03-22
- Accepted Time:
- 2011-03-22 20:33:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225922 | Laura Alber | 3250 Van Ness Avenue San Francisco CA 94109 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-18 | 70,000 | $8.56 | 160,173 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-18 | 15,564 | $38.50 | 144,609 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-03-18 | 25,411 | $38.50 | 119,198 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-18 | 30,000 | $21.80 | 149,198 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-18 | 59,025 | $38.53 | 90,173 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-21 | 318 | $38.03 | 11,624 | No | 4 | J | Indirect | by Managed Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by Managed Account |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-18 | 30,000 | $0.00 | 30,000 | $21.80 |
Common Stock | Stock Settled Stock Appreciation Right (SSAR) | Disposition | 2011-03-18 | 70,000 | $0.00 | 70,000 | $8.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-04-01 | No | 4 | M | Direct | |
160,000 | 2018-11-07 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $38.500 to $38.797. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person owns $442,048.26 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 21, 2011. The number of shares indirectly owned by Managed Account and listed in Table 1 was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $38.03, the closing price of Williams-Sonoma, Inc. common stock on March 18, 2011.
- The option vested in equal installments on April 1, 2004, 2005, 2006, 2007, and 2008.
- The SSAR vests in four equal annual installments beginning on November 7, 2009.