Filing Details

Accession Number:
0000719955-11-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-22 20:33:44
Reporting Period:
2011-03-18
Filing Date:
2011-03-22
Accepted Time:
2011-03-22 20:33:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719955 Williams Sonoma Inc WSM Retail-Home Furniture, Furnishings & Equipment Stores (5700) 942203880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225922 Laura Alber 3250 Van Ness Avenue
San Francisco CA 94109
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-18 70,000 $8.56 160,173 No 4 M Direct
Common Stock Disposition 2011-03-18 15,564 $38.50 144,609 No 4 D Direct
Common Stock Disposition 2011-03-18 25,411 $38.50 119,198 No 4 F Direct
Common Stock Acquisiton 2011-03-18 30,000 $21.80 149,198 No 4 M Direct
Common Stock Disposition 2011-03-18 59,025 $38.53 90,173 No 4 S Direct
Common Stock Acquisiton 2011-03-21 318 $38.03 11,624 No 4 J Indirect by Managed Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 J Indirect by Managed Account
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-18 30,000 $0.00 30,000 $21.80
Common Stock Stock Settled Stock Appreciation Right (SSAR) Disposition 2011-03-18 70,000 $0.00 70,000 $8.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-04-01 No 4 M Direct
160,000 2018-11-07 No 4 M Direct
Footnotes
  1. Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $38.500 to $38.797. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The reporting person owns $442,048.26 in the Williams-Sonoma, Inc. stock fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 21, 2011. The number of shares indirectly owned by Managed Account and listed in Table 1 was calculated by dividing the amount owned in the Williams-Sonoma, Inc. stock fund by $38.03, the closing price of Williams-Sonoma, Inc. common stock on March 18, 2011.
  3. The option vested in equal installments on April 1, 2004, 2005, 2006, 2007, and 2008.
  4. The SSAR vests in four equal annual installments beginning on November 7, 2009.