Filing Details
- Accession Number:
- 0000919574-20-003763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-19 08:39:52
- Reporting Period:
- 2020-05-05
- Accepted Time:
- 2020-05-19 08:39:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781870 | New Mountain Guardian Iii Bdc L.l.c. | NONE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1386989 | Ltd. Holdings Greenwich | (See Remarks) | No | No | Yes | Yes | |
| 1731638 | Ltd C.k. | (See Remarks) | No | No | Yes | Yes | |
| 1731644 | John Fredriksen | (See Remarks) | No | No | Yes | Yes | |
| 1788305 | Ltd Investments Ghl | (See Remarks) | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Units Of Llc Interest | Acquisiton | 2020-05-05 | 1,400,000 | $10.00 | 4,200,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units Of Llc Interest | 4,200,000 | Indirect | See footnotes |
Footnotes
- The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments.
- Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
