Filing Details
- Accession Number:
- 0001413753-11-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-22 19:28:24
- Reporting Period:
- 2011-03-22
- Filing Date:
- 2011-03-22
- Accepted Time:
- 2011-03-22 19:28:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404092 | J Kenneth Barry | 200 Flynn Road Camarillo CA 93012-8790 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-22 | 9,000 | $13.15 | 29,003 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-22 | 8,667 | $11.23 | 37,670 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-22 | 4,334 | $16.68 | 42,004 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-22 | 22,001 | $23.58 | 20,003 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-22 | 9,000 | $0.00 | 9,000 | $13.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-22 | 8,667 | $0.00 | 8,667 | $11.23 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-22 | 4,334 | $0.00 | 4,334 | $16.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-28 | No | 4 | M | Direct | |
| 4,333 | 2015-02-24 | No | 4 | M | Direct | |
| 8,666 | 2016-03-02 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of all sales for this day. The prices ranged from $23.4658 to $23.7500. Price and share details are available upon request.
- This option vested in three equal annual installments beginning on February 28, 2009.
- This option vests in three approximately equal annual installments beginning on February 24, 2010.
- This option vests in three approximately equal annual installments beginning on March 2, 2011.
Billionaire Hedge Funds
