Filing Details

Accession Number:
0001209191-11-019289
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-22 19:28:17
Reporting Period:
2011-03-21
Filing Date:
2011-03-22
Accepted Time:
2011-03-22 19:28:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486162 J. Deborah Behrman 1804 Embarcadero Road
Palo Alto CA 94303
Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-21 3,000 $8.50 21,218 No 4 M Direct
Common Stock Disposition 2011-03-21 3,000 $25.00 18,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-21 3,000 $0.00 3,000 $8.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,012 2017-04-17 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2010.
  2. This option vests as to 15,809 shares on 4/16/08, and the remaining shares vest monthly thereafter to 04/16/11.