Filing Details
- Accession Number:
- 0001393300-11-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-22 18:56:57
- Reporting Period:
- 2011-03-18
- Filing Date:
- 2011-03-22
- Accepted Time:
- 2011-03-22 18:56:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173752 | Aruba Networks Inc. | ARUN | Computer Peripheral Equipment, Nec (3577) | 020579097 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393402 | Steffan Tomlinson | 1344 Crossman Avenue Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-18 | 5,326 | $0.00 | 11,759 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-03-18 | 5,326 | $0.00 | 6,433 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-03-21 | 20,000 | $1.25 | 26,433 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-21 | 13,200 | $31.69 | 13,233 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-21 | 6,800 | $32.01 | 6,433 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-18 | 5,326 | $0.00 | 15,192 | No | 4 | J | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-03-21 | 20,000 | $0.00 | 20,000 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-05 | No | 4 | M | Direct |
Footnotes
- RSU shares issued under the Company's Executive Officer Bonus Plan. These RSUs were immediately vested and released upon grant.
- Shares transferred to a trust.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/28/2010.
- The Reporting Person's sales of the Issuer's Common Stock reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's deemed purchase of 5,000 shares of the Issuer's Common Stock on December 14, 2010. The Reporting Person has paid an aggregate of $47,645 to the Issuer, representing the deemed profit realized in connection with the short-swing transaction as calculated pursuant to Section 16(b). The Reporting Person may owe additional disgorgement to the Issuer in the event of a future sale of the Issuer's Common Stock within six months of December 14, 2010 on the incremental amount, if any, between the future sale price and the prices used to calculate the disgorgement disclosed above, and only on 5,000 shares.
- Sale prices range from $30.95 per share to $31.94 per share. Sale price listed represents the weighted average sale price of all 13,200 shares sold.
- Sale prices range from $31.95 per share to $32.19 per share. Sale price listed represents the weighted average sale price of all 6,800 shares sold.
- Shares beneficially owned include 1,550 shares acquired on 3/1/2011 through the Company's Employee Stock Purchase Plan.
- 25% of the shares subject to the option vested on September 1, 2006, and the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on September 1, 2009. The option is exercisable in full at any time, but the shares received upon exercise before vesting are subject to repurchase restrictions that lapse over time.