Filing Details
- Accession Number:
- 0001156039-20-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-18 17:07:57
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-18 17:07:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203671 | M Gloria Mccarthy | 220 Virginia Avenue Indianapolis IN 46204 | Evp & Chief Administrative Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-15 | 18,261 | $131.80 | 60,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-15 | 1,601 | $271.09 | 58,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 845 | $272.91 | 57,914 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 100 | $273.31 | 57,814 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 1,600 | $275.00 | 56,214 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 5,013 | $276.11 | 51,201 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 5,983 | $277.02 | 45,218 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 2,356 | $278.22 | 42,862 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-15 | 763 | $279.18 | 42,099 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-05-15 | 18,261 | $0.00 | 18,261 | $131.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2020.
- This transaction was executed in multiple trades at prices ranging from $270.58 to $271.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $272.29 to $272.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $274.56 to $275.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $275.62 to $276.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $276.66 to $277.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $277.84 to $278.66. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $278.91 to $279.47. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 18,261 shares, and is exercisable in six semi-annual installments, with three installments of 3,043 shares each and three installments of 3,044 shares each, beginning on 9/1/2016, which is the six-month anniversary of the option grant date.
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