Filing Details
- Accession Number:
- 0001225208-20-007871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-18 13:18:09
- Reporting Period:
- 2020-05-15
- Accepted Time:
- 2020-05-18 13:18:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1521404 | Barings Global Short Duration High Yield Fund | BGH | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563212 | Mark Senkpiel | C/O Barings Llc 300 South Tryon Street, Suite 2500 Charlotte NC 28202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2020-05-15 | 101 | $10.83 | 2,578 | No | 4 | S | Direct | |
Common Shares | Disposition | 2020-05-15 | 600 | $10.84 | 1,978 | No | 4 | S | Direct | |
Common Shares | Disposition | 2020-05-15 | 977 | $10.84 | 1,001 | No | 4 | S | Direct | |
Common Shares | Disposition | 2020-05-15 | 1,000 | $10.83 | 1 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.