Filing Details

Accession Number:
0001209191-20-029783
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 17:26:31
Reporting Period:
2020-05-13
Accepted Time:
2020-05-15 17:26:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1802749 Gigcapital3 Inc. GIK.U () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451693 S Avi Katz C/O Gigcapital3, Inc.
1731 Embarcadero Rd., Suite 200
Palo Alto CA 94303
Ceo, Pres, Exec Chairman Yes Yes Yes No
1808998 Gigacquisitions3, Llc C/O Gigcapital3, Inc.
1731 Embarcadero Rd., Suite 200
Palo Alto CA 94303
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-13 650,000 $10.00 6,385,000 No 4 P Indirect By GigAcquisitions3, LLC (see note below)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GigAcquisitions3, LLC (see note below)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Private Warrants Acquisiton 2020-05-13 487,500 $10.00 487,500 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
487,500 No 4 P Indirect
Footnotes
  1. $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock and (ii) three-fourths of one Private Warrant with each whole warrant exercisable at price of $11.50 per share of Common Stock.
  2. Includes 5,735,000 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on May 5, 2020. Includes up to 750,000 shares of Common Stock that are subject to forfeiture depending on the extent to which the underwriters' over-allotment is exercised, if at all.
  3. The Common Stock and Private Warrants are held directly by GigAcquisitions3, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Katz, GigCapital3, Inc.'s Executive Chairman of the Board of Directors, Chief Executive Officer, President and Secretary. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
  4. The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
  5. The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.