Filing Details
- Accession Number:
- 0001209191-20-029783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 17:26:31
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 17:26:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1802749 | Gigcapital3 Inc. | GIK.U | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451693 | S Avi Katz | C/O Gigcapital3, Inc. 1731 Embarcadero Rd., Suite 200 Palo Alto CA 94303 | Ceo, Pres, Exec Chairman | Yes | Yes | Yes | No |
1808998 | Gigacquisitions3, Llc | C/O Gigcapital3, Inc. 1731 Embarcadero Rd., Suite 200 Palo Alto CA 94303 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-13 | 650,000 | $10.00 | 6,385,000 | No | 4 | P | Indirect | By GigAcquisitions3, LLC (see note below) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GigAcquisitions3, LLC (see note below) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Private Warrants | Acquisiton | 2020-05-13 | 487,500 | $10.00 | 487,500 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
487,500 | No | 4 | P | Indirect |
Footnotes
- $10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock and (ii) three-fourths of one Private Warrant with each whole warrant exercisable at price of $11.50 per share of Common Stock.
- Includes 5,735,000 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on May 5, 2020. Includes up to 750,000 shares of Common Stock that are subject to forfeiture depending on the extent to which the underwriters' over-allotment is exercised, if at all.
- The Common Stock and Private Warrants are held directly by GigAcquisitions3, LLC (the "Sponsor"). The Common Stock and Private Warrants held by the Sponsor are beneficially owned by Dr. Katz, GigCapital3, Inc.'s Executive Chairman of the Board of Directors, Chief Executive Officer, President and Secretary. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
- The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
- The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.