Filing Details
- Accession Number:
- 0001104659-20-062625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 16:16:06
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 16:16:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1722964 | Y-Mabs Therapeutics Inc. | YMAB | Pharmaceutical Preparations (2834) | 474619612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753222 | Juan Claus Pedro Moller-San | C/O Y-Mabs Therapeutics, Inc. 230 Park Avenue, Suite 3350 New York NY 10169 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-13 | 60,846 | $37.75 | 796,457 | No | 4 | S | Indirect | By CM Holding 2015 ApS |
Common Stock | Disposition | 2020-05-14 | 139,154 | $36.02 | 657,303 | No | 4 | S | Indirect | By CM Holding 2015 ApS |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By CM Holding 2015 ApS |
No | 4 | S | Indirect | By CM Holding 2015 ApS |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,625 | Direct | |
Common Stock | 1,900 | Indirect | By minor child |
Footnotes
- Reporting Person may be deemed to have a pecuniary interest in the securities due to family relationship.
- Reporting Person disclaims beneficial ownership of the securities reported and this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- This transaction was executed in multiple trades at prices ranging from $39.13 to $37.50. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- CM Holding 2015 ApS is Reporting Person's personal holding company of which Reporting Person is the sole owner and as such Reporting Person has sole voting and dispositive power with respect to such shares.
- This transaction was executed in multiple trades at prices ranging from $36.34 to $36.02. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.