Filing Details
- Accession Number:
- 0001415889-20-001219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 16:12:17
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 16:12:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196018 | T David Turner | C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-13 | 2,500 | $15.99 | 33,907 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-14 | 1,000 | $15.69 | 34,907 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 46,000 | Indirect | By Profit Sharing Trust |
Footnotes
- Includes shares acquired since last report pursuant to Company DRIP program.
- Includes shares acquired since last report pursuant to Company profit sharing trust.
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