Filing Details
- Accession Number:
- 0001209191-20-029665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 14:51:37
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 14:51:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109242 | Hanmi Financial Corp | HAFC | National Commercial Banks (6021) | 954788120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389959 | J John Ahn | 3660 Wilshire Blvd., Ph-A Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-13 | 5,000 | $7.78 | 26,862 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-13 | 2,000 | $7.78 | 6,000 | No | 4 | P | Indirect | By Child I |
| Common Stock | Acquisiton | 2020-05-13 | 2,000 | $7.78 | 6,000 | No | 4 | P | Indirect | By Child II |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Child I |
| No | 4 | P | Indirect | By Child II |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
