Filing Details

Accession Number:
0001766020-20-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 13:52:25
Reporting Period:
2020-05-13
Accepted Time:
2020-05-15 13:52:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLRD Real Estate Investment Trusts (6798) 452681082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737290 Steamboat Capital Partners Ii Lp 420 Lexington Avenue
Suite 2300
New York NY 10170
No No Yes No
1765894 Steamboat Capital Partners Master Fund, Lp 420 Lexington Avenue
Suite 2300
New York NY 10170
No No Yes No
1766020 Steamboat Capital Partners Gp, Llc 420 Lexington Avenue
Suite 2300
New York NY 10170
No No Yes No
1766850 Parsa Kiai 420 Lexington Avenue
Suite 2300
Ny NY 10170
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2020-05-13 8,239 $1.09 0 No 4 P Indirect Note 5
Common Stock, $0.01 Par Value Acquisiton 2020-05-13 156 $1.09 0 No 4 P Indirect Note 5
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Note 5
No 4 P Indirect Note 5
Footnotes
  1. Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).
  2. Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.
  3. Shares were bought to cover a short position that predated becoming subject to Section 16.
  4. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein.
  5. Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.