Filing Details
- Accession Number:
- 0001766020-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 13:52:25
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 13:52:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHLRD | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737290 | Steamboat Capital Partners Ii Lp | 420 Lexington Avenue Suite 2300 New York NY 10170 | No | No | Yes | No | |
1765894 | Steamboat Capital Partners Master Fund, Lp | 420 Lexington Avenue Suite 2300 New York NY 10170 | No | No | Yes | No | |
1766020 | Steamboat Capital Partners Gp, Llc | 420 Lexington Avenue Suite 2300 New York NY 10170 | No | No | Yes | No | |
1766850 | Parsa Kiai | 420 Lexington Avenue Suite 2300 Ny NY 10170 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2020-05-13 | 8,239 | $1.09 | 0 | No | 4 | P | Indirect | Note 5 |
Common Stock, $0.01 Par Value | Acquisiton | 2020-05-13 | 156 | $1.09 | 0 | No | 4 | P | Indirect | Note 5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Note 5 |
No | 4 | P | Indirect | Note 5 |
Footnotes
- Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).
- Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.
- Shares were bought to cover a short position that predated becoming subject to Section 16.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein.
- Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.