Filing Details

Accession Number:
0001493152-20-008971
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-15 12:09:22
Reporting Period:
2018-12-28
Accepted Time:
2020-05-15 12:09:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708410 Simplicity Esports & Gaming Co WINR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707694 Jr H William Herrmann C/O Simplicity Esports &Amp; Gaming Company
7000 W. Palmetto Park Rd., Suite 505
Boca Raton FL 33433
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-28 11,000 $0.00 11,000 No 4 J Direct
Common Stock Acquisiton 2018-12-28 7,500 $0.00 18,500 No 4 A Direct
Common Stock Acquisiton 2019-03-04 2,358 $1.18 20,858 No 4 P Direct
Common Stock Acquisiton 2019-03-13 142 $1.19 21,000 No 4 P Direct
Common Stock Acquisiton 2020-05-01 2,000 $0.83 23,000 No 4 P Direct
Common Stock Acquisiton 2020-05-01 500 $0.81 23,500 No 4 P Direct
Common Stock Acquisiton 2020-05-07 23,809 $1.05 47,309 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 A Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Acquisiton 2018-12-28 10,000 $0.00 10,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2019-01-27 2024-05-22 No 4 J Direct
Footnotes
  1. On December 28, 2018, the reporting person purchased 10,000 of the issuer's units at a purchase price of $10.00 per unit in a public offering. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each right entitled the holder thereof to receive 1/10 of one share of the issuer's common stock upon the consummation of an initial business combination. Each warrant entitled the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share.