Filing Details
- Accession Number:
- 0001381668-20-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-15 10:58:35
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-15 10:58:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388249 | J Martin Cohen | 7007 Broadway Avenue Cleveland OH 44105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-13 | 67,800 | $0.00 | 19,500 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2020-05-13 | 67,800 | $0.00 | 67,800 | No | 4 | J | Indirect | Trustee |
Common Stock | Acquisiton | 2020-05-13 | 10,000 | $14.08 | 77,800 | No | 4 | P | Indirect | Trustee |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | Trustee |
No | 4 | P | Indirect | Trustee |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,069 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2,800 | 2,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,800 | 2,800 | Direct |
Footnotes
- On May 13, 2020, reporting person transferred 67,800 shares to the Martin Jay Cohen Revocable Trust, Martin Cohen trustee
- On May 13, 2020, the reporting person purchased 10,000 shares
- Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020