Filing Details
- Accession Number:
- 0001214659-20-004607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-14 20:30:17
- Reporting Period:
- 2020-05-12
- Accepted Time:
- 2020-05-14 20:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652558 | Greg Brandeau | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-12 | 10,000 | $2.63 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-12 | 12,000 | $4.59 | 47,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-12 | 10,000 | $2.41 | 57,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-12 | 32,000 | $9.94 | 25,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-12 | 10,000 | $5.67 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-12 | 10,000 | $9.93 | 25,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-12 | 10,000 | $0.00 | 10,000 | $2.63 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-12 | 12,000 | $0.00 | 12,000 | $4.59 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-12 | 10,000 | $0.00 | 10,000 | $2.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-12 | 10,000 | $0.00 | 10,000 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2027-06-08 | No | 4 | M | Direct | |
| 48,000 | 2025-08-31 | No | 4 | M | Direct | |
| 40,000 | 2026-06-02 | No | 4 | M | Direct | |
| 40,000 | 2028-06-07 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on February 12, 2020.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.82 to $10.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $9.82 to $10.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option was immediately exercisable and vested in full on June 8, 2018.
- The option was immediately exercisable. The option vested over three years, with 16-2/3% of the underlying shares vesting on February 29, 2016, and the remaining shares vesting in equal monthly installments over the following 30 months.
- The option was immediately exercisable and vested over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option was fully vested on June 2, 2017.
- The option was immediately exercisable and vested in full on June 6, 2019.
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