Filing Details
- Accession Number:
- 0001104659-20-061751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-14 18:15:41
- Reporting Period:
- 2020-05-14
- Accepted Time:
- 2020-05-14 18:15:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1509470 | Sutter Rock Capital Corp. | SSSS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322402 | D Mark Klein | C/O Sutter Rock Capital Corp. One Sansome Street, Suite 730 San Francisco CA 94104 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-14 | 1,940 | $6.05 | 162,955 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $6.02 to $6.05 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Sutter Rock Capital Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of ares purchased at each separate price within the range set forth in this footnote.
- This total includes 1,667 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein.
Billionaire Hedge Funds
