Filing Details
- Accession Number:
- 0001127602-20-016625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-14 17:02:07
- Reporting Period:
- 2020-05-13
- Accepted Time:
- 2020-05-14 17:02:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1682852 | Moderna Inc. | MRNA | Biological Products, (No Disgnostic Substances) (2836) | 813467528 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1760670 | Juan Andres | C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-13 | 127,500 | $12.21 | 127,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-13 | 1,400 | $61.16 | 126,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 8,371 | $62.41 | 117,729 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 16,183 | $63.17 | 101,546 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 38,089 | $64.44 | 63,457 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 46,517 | $65.28 | 16,940 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 15,640 | $66.27 | 1,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-13 | 1,300 | $66.89 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-05-13 | 127,500 | $0.00 | 127,500 | $12.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
684,822 | 2027-08-29 | No | 4 | M | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.75 to $61.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.78 to $62.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.80 to $63.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.83 to $64.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.84 to $65.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.85 to $66.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.88 to $66.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- 25% of this option vested and became exercisable on August 1, 2018 with the remainder vesting in 12 equal quarterly installments thereafter.