Home > Insider Trading > Filing (0001209191-20-029134)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1046102	Ritchie Bros Auctioneers Inc	RBA	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1242860	J James Jeter	C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6	President, Sales U.s.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2020-05-12	12,000	$27.10	12,000	No	4	M	Direct
Common Shares	Disposition	2020-05-12	12,000	$42.85	0	No	4	S	Direct
Common Shares	Acquisiton	2020-05-12	10,000	$32.16	10,000	No	4	M	Direct
Common Shares	Disposition	2020-05-12	10,000	$42.85	0	No	4	S	Direct
Common Shares	Acquisiton	2020-05-12	9,334	$33.79	9,334	No	4	M	Direct
Common Shares	Disposition	2020-05-12	9,334	$42.85	0	No	4	S	Direct
Common Shares	Acquisiton	2020-05-12	1,581	$8.22	1,581	No	4	M	Direct
Common Shares	Disposition	2020-05-12	1,581	$42.85	0	No	4	S	Direct
Common Shares	Acquisiton	2020-05-12	9,987	$14.04	9,987	No	4	M	Direct
Common Shares	Disposition	2020-05-12	9,987	$42.85	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2020-05-12	12,000	$0.00	12,000	$27.10
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2020-05-12	10,000	$0.00	10,000	$32.16
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2020-05-12	9,334	$0.00	9,334	$33.79
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2020-05-12	1,581	$0.00	1,581	$8.22
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2020-05-12	9,987	$0.00	9,987	$14.04

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,247	2027-08-11	No	4	M	Direct
15,917	2028-03-01	No	4	M	Direct
18,666	2029-03-07	No	4	M	Direct
0	2025-03-11	No	4	M	Direct
6,055	2026-02-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	1,621	Indirect	Employee Stock Purchase Plan
Common Shares	7,289	Direct

Footnotes

Includes all Employee Stock Purchase Plan purchases through May 12, 2020.
The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018.
The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.
The option was granted on March 7, 2019 and vests in three equal annual installments beginning March 7, 2020.
The option was granted May 31, 2017 and vests in three equal annual installments beginning May 31, 2018.