Filing Details

Accession Number:
0001213900-20-012178
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-14 13:38:48
Reporting Period:
2020-05-13
Accepted Time:
2020-05-14 13:38:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377936 Saratoga Investment Corp. SAR () 204876925
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402487 J Henri Steenkamp 535 Madison Ave
New York NY 10022
Cfo, Cco, Treasurer, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-13 797 $13.00 11,845 No 4 P Direct
Common Stock Acquisiton 2020-05-14 1,203 $12.90 13,048 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct