Filing Details
- Accession Number:
- 0001708138-20-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 21:01:15
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-13 21:01:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872589 | Regeneron Pharmaceuticals Inc. | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218629 | S Leonard Schleifer | 777 Old Saw Mill River Road Tarrytown NY 10591 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-11 | 125,000 | $30.63 | 599,499 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 64,631 | $571.43 | 534,868 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-05-11 | 187,500 | $30.63 | 722,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 96,947 | $571.43 | 625,421 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-05-12 | 2,329 | $557.51 | 623,092 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 4,162 | $558.35 | 618,930 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 1,361 | $559.52 | 617,569 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 3,391 | $560.68 | 614,178 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 3,994 | $561.24 | 610,184 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 1,394 | $562.75 | 608,790 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 2,549 | $563.51 | 606,241 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 779 | $564.41 | 605,462 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 3,032 | $565.67 | 602,430 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 5,810 | $566.51 | 596,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 9,359 | $567.57 | 587,261 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 18,021 | $568.58 | 569,240 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 19,982 | $569.52 | 549,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 20,267 | $570.49 | 528,991 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 15,542 | $571.49 | 513,449 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 19,984 | $572.47 | 493,465 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 10,014 | $573.27 | 483,451 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 4,390 | $574.59 | 479,061 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 2,196 | $575.48 | 476,865 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 1,728 | $576.51 | 475,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-12 | 638 | $577.27 | 474,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-11 | 125,000 | $0.00 | 125,000 | $30.63 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-11 | 187,500 | $0.00 | 187,500 | $30.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 187,500 | 2020-12-14 | No | 4 | M | Direct | |
| 0 | 2020-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,848 | Indirect | By 401(k) Plan |
| Common Stock | 100,000 | Indirect | by 2019 GRAT |
Footnotes
- Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- Represents volume-weighted average price of sales of 2,329 shares of Company stock on May 12, 2020 at prices ranging from $557.02 to $557.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 4,162 shares of Company stock on May 12, 2020 at prices ranging from $558.00 to $558.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 1,361 shares of Company stock on May 12, 2020 at prices ranging from $559.02 to $559.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,391 shares of Company stock on May 12, 2020 at prices ranging from $560.19 to $560.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,994 shares of Company stock on May 12, 2020 at prices ranging from $561.00 to $561.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 1,394 shares of Company stock on May 12, 2020 at prices ranging from $562.33 to $562.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 2,549 shares of Company stock on May 12, 2020 at prices ranging from $563.12 to $563.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 779 shares of Company stock on May 12, 2020 at prices ranging from $564.01 to $564.69. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,032 shares of Company stock on May 12, 2020 at prices ranging from $565.16 to $565.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 5,810 shares of Company stock on May 12, 2020 at prices ranging from $566.00 to $566.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 9,359 shares of Company stock on May 12, 2020 at prices ranging from $567.00 to $567.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 18,021 shares of Company stock on May 12, 2020 at prices ranging from $568.00 to $568.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 19,982 shares of Company stock on May 12, 2020 at prices ranging from $569.00 to $569.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 20,267 shares of Company stock on May 12, 2020 at prices ranging from $570.01 to $570.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 15,542 shares of Company stock on May 12, 2020 at prices ranging from $571.00 to $571.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 19,984 shares of Company stock on May 12, 2020 at prices ranging from $572.00 to $572.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 10,014 shares of Company stock on May 12, 2020 at prices ranging from $573.00 to $573.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 4,390 shares of Company stock on May 12, 2020 at prices ranging from $574.17 to $574.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 2,196 shares of Company stock on May 12, 2020 at prices ranging from $575.04 to $575.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 1,728 shares of Company stock on May 12, 2020 at prices ranging from $576.04 to $576.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- Represents volume-weighted average price of sales of 638 shares of Company stock on May 12, 2020 at prices ranging from $577.15 to $577.55. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 12, 2020 at each separate price.
- With respect to 125,000 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant. With respect to 187,500 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2013, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2013.
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