Filing Details
- Accession Number:
- 0001209191-20-029024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 21:00:16
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-13 21:00:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438533 | Retrophin Inc. | RTRX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283303 | E Elizabeth Reed | C/O Retrophin, Inc. 3721 Valley Centre Dr., Suite 200 San Diego CA 92130 | Svp, Gc & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-05-11 | 525 | $14.95 | 26,483 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-12 | 525 | $17.16 | 25,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-12 | 527 | $16.98 | 25,431 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.
- Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.