Filing Details
- Accession Number:
- 0001321732-20-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 20:20:33
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-13 20:20:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651323 | Adam Elsesser | One Penumbra Place Alameda CA 94502 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-11 | 200 | $177.05 | 1,021,382 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 100 | $181.85 | 1,021,282 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 500 | $182.41 | 1,020,782 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 400 | $183.35 | 1,020,382 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 1,150 | $184.22 | 1,019,232 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 471 | $185.33 | 1,018,761 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 600 | $186.31 | 1,018,161 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 584 | $187.45 | 1,017,577 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 443 | $188.29 | 1,017,134 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 703 | $189.18 | 1,016,431 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 400 | $190.45 | 1,016,031 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 500 | $191.42 | 1,015,531 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-11 | 1,949 | $192.16 | 1,013,582 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $176.87 to $177.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Siegel/Elsesser Revocable Trust.
- This transaction was executed in multiple trades at prices ranging from $182.06 to $182.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $182.88 to $183.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $183.87 to $184.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $184.94 to $185.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $185.92 to $186.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $186.94 to $187.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $188.16 to $188.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $188.87 to $189.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $189.99 to $190.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $191.19 to $191.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $191.87 to $192.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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