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Home > Insider Trading > Filing (0001104659-20-061015)

Filing Details

Accession Number:: 0001104659-20-061015
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-13 19:25:25
Reporting Period:: 2020-05-11

Accepted Time:: 2020-05-13 19:25:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083220	Xcel Brands Inc.	XELB	Patent Owners & Lessors (6794)	760307819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1086742	W Robert Loren D	1333 Broadway, 10Th Floor New York NY 10018	Ceo & Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-05-11	1,240	$0.71	1,407,019	No	4	P	Direct
Common Stock	Acquisiton	2020-05-12	2,433	$0.71	1,409,452	No	4	P	Direct
Common Stock	Acquisiton	2020-05-13	5,205	$0.66	1,414,657	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	526,283	Indirect	See Footnote

Footnotes

Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.