Filing Details
- Accession Number:
- 0001209191-20-028977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 18:48:18
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-13 18:48:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1781933 | C. Graydon Hansen | 25651 Atlantic Ocean Drive Lake Forest CA 92630 | Sr. Vp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-11 | 3,437 | $39.02 | 16,022 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-11 | 6,741 | $9.30 | 22,763 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 2,860 | $39.04 | 19,903 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-11 | 4,862 | $15.25 | 24,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 3,473 | $39.02 | 21,292 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-11 | 8,680 | $16.15 | 29,972 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 8,419 | $39.01 | 21,553 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2020-05-11 | 6,741 | $0.00 | 6,741 | $9.30 |
| Common Stock | Common Stock Options | Disposition | 2020-05-11 | 4,862 | $0.00 | 4,862 | $15.25 |
| Common Stock | Common Stock Options | Disposition | 2020-05-11 | 8,680 | $0.00 | 8,680 | $16.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-21 | 2027-03-20 | No | 4 | M | Direct |
| 2,431 | 2018-11-13 | 2027-11-12 | No | 4 | M | Direct |
| 3,820 | 2019-03-15 | 2028-03-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.06, inclusive.
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