Filing Details
- Accession Number:
- 0001225208-20-007621
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 17:47:02
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-13 17:47:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1781335 | Otis Worldwide Corp | OTIS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248040 | J Christopher Kearney | One Carrier Place Farmington CT 06032 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-11 | 1,926 | $51.88 | 2,797 | No | 4 | P | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2020-05-11 | 15,600 | $0.00 | 15,600 | $0.00 |
Common Stock | Stock Appreciation Rights | Acquisiton | 2020-05-11 | 79,000 | $51.81 | 79,000 | $51.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,600 | No | 4 | A | Direct | ||
79,000 | 2030-05-11 | No | 4 | A | Direct |
Footnotes
- Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock.
- The Restricted Stock Units and the Stock Appreciation Rights cliff vest on the third anniversary of the transaction date.