Filing Details
- Accession Number:
- 0001415889-20-001173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-13 16:56:08
- Reporting Period:
- 2020-05-12
- Accepted Time:
- 2020-05-13 16:56:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069183 | Axon Enterprise Inc. | AAXN | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389349 | H Richard Carmona | 17800 North 85Th Street Scottsdale AZ 85255 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-12 | 23,041 | $4.34 | 38,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-12 | 22,026 | $4.54 | 60,688 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-12 | 45,067 | $85.29 | 15,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option | Disposition | 2020-05-12 | 23,041 | $4.34 | 23,041 | $4.34 |
| Common Stock | Director Stock Option | Disposition | 2020-05-12 | 22,026 | $4.54 | 22,026 | $4.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-27 | 2020-05-27 | No | 4 | M | Direct |
| 0 | 2014-05-26 | 2021-05-26 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $84.79 to $85.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
