Filing Details
- Accession Number:
- 0001179110-20-005841
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-12 19:59:07
- Reporting Period:
- 2020-05-11
- Accepted Time:
- 2020-05-12 19:59:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463197 | J Patrick Griffin | 817 Maxwell Avenue Evansville IN 47711 | Vice President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-11 | 2,623 | $8.44 | 1,281,088 | No | 4 | P | Indirect | Family Limited Partnership |
| Common Stock | Acquisiton | 2020-05-12 | 12,018 | $8.50 | 1,293,106 | No | 4 | P | Indirect | Family Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Family Limited Partnership |
| No | 4 | P | Indirect | Family Limited Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 521,334 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 11, 2020 at prices ranging from $8.25 to $8.50 per share.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 12, 2020 at prices ranging from $8.465 to $8.50 per share.
- The reporting person undertakes to provide to Escalade, Incorporate, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
- Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports.
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