Filing Details
- Accession Number:
- 0001209191-20-028669
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-12 19:50:34
- Reporting Period:
- 2020-05-08
- Accepted Time:
- 2020-05-12 19:50:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423084 | J. Thomas Schall | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-08 | 4,201 | $14.31 | 2,272,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-08 | 4,201 | $55.01 | 2,268,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-11 | 70,608 | $14.31 | 2,339,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-11 | 54,579 | $55.33 | 2,284,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-11 | 16,029 | $56.14 | 2,268,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-12 | 35,865 | $14.31 | 2,304,422 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-12 | 35,865 | $57.75 | 2,268,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-08 | 4,201 | $0.00 | 4,201 | $14.31 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-11 | 70,608 | $0.00 | 70,608 | $14.31 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-12 | 35,865 | $0.00 | 35,865 | $14.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 232,986 | 2022-07-24 | No | 4 | M | Direct | |
| 162,378 | 2022-07-24 | No | 4 | M | Direct | |
| 126,513 | 2022-07-24 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $54.99 to $55.09 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $54.99 to $55.98 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $56.00 to $56.39 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of May 8, 2020, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
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